Securities Listed on AMEX or Other Securities Research, Inc. Summary Statistics: Non-directed orders as percentage of total customer orders 100.0% Market orders as percentage of total non-directed orders 65.2% Limit orders as percentage of total non-directed orders 33.9% Other orders as percentage of total non-directed orders 0.9% Venues receiving significant percentage of total non-directed orders: AMEX 0.3% NYSE 0.3% Knight Capital Market,LLC 96.4% UBS 1.8% Chicago Exchange 1.2% Information Concerning significant Venues: AMEX Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 0.9% NYSE Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 0.9% Knight Capital Market,LLC Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 96.5% Market orders as percentage of total market orders 96.3% Other orders as percentage of total other orders 100.0% UBS Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 1.8% Market orders as percentage of total market orders 1.8% Chicago Exchange Type of Orders Routed to Venue: Market orders as percentage of total market orders 1.8%