Securities Listed on AMEX or Other Securities Research, Inc. Summary Statistics: Non-directed orders as percentage of total customer orders 336/336 Market orders as percentage of total non-directed orders 219/336 Limit orders as percentage of total non-directed orders 114/336 Other orders as percentage of total non-directed orders 3/336 Venues receiving significant percentage of total non-directed orders: AMEX 1/336 NYSE 1/336 Knight Capital Market,LLC 324/336 UBS 6/336 Chicago Exchange 4/336 Information Concerning significant Venues: AMEX Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 1/114 NYSE Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 1/114 Knight Capital Market,LLC Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 110/114 Market orders as percentage of total market orders 211/219 Other orders as percentage of total other orders 3/3 UBS Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 2/114 Market orders as percentage of total market orders 4/219 Chicago Exchange Type of Orders Routed to Venue: Market orders as percentage of total market orders 4/219