Securities Listed on New York Stock Exchange Securities Research, Inc. Summary Statistics: Non-directed orders as percentage of total customer orders 100.0% Market orders as percentage of total non-directed orders 68.1% Limit orders as percentage of total non-directed orders 29.2% Other orders as percentage of total non-directed orders 2.7% Venues receiving significant percentage of total non-directed orders: NYSE 0.3% Knight Capital Market,LLC 96.6% UBS 0.5% Chicago Exchange 2.7% Information Concerning significant Venues: NYSE Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 0.6% Market orders as percentage of total market orders 0.1% Knight Capital Market,LLC Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 96.6% Market orders as percentage of total market orders 96.4% Other orders as percentage of total other orders 100.0% UBS Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 0.4% Market orders as percentage of total market orders 0.6% Chicago Exchange Type of Orders Routed to Venue: Limit orders as percentage of total limit orders 2.4% Market orders as percentage of total market orders 2.9%